PPM Flat Fee Price Comparison Packages
SUMMARY OF FEATURES OF FLAT-RATE FIXED FEE PPM SOLUTION PACKAGES
ENTREPRENEUR
DIY PPM Template
+ Review Only
+ SEC filings
ENTERPRISE
Custom Attorney Drafted PPM
+ State Blue Sky filings
+ SEC filings
PRO
Custom Attorney Drafted PPM
+ State Blue Sky filings
+ SEC filings
+ 12-month Securities Counsel Team
$4,998
Standard payment plan:
• Half to start ($2,499)
• Half 30 days later ($2,499).
With Pre-Payment Discount (20% off): $3,998.40
$9,998
Standard payment plan:
• Half to start ($4,999)
• Half 30 days later ($4,999).
With Pre-Payment Discount (20% off): $7,998.40
$16,800
Standard payment plan:
• Half to start ($8,400)
• Half 30 days later ($8,400).
With Pre-Payment Discount (20% off): $13,440
Class 1A Grade PPM
X
X
X
Comprehensive Attorney Review
X
X
X
SEC Edgar Filing Codes
X
X
X
Attorney Review Certification Letter
X
X
X
Preparation and Electronic Filing of Form D with the SEC.
X
X
X
Completed in 30 Days or Less
X
X
X
All Necessary Corporate Docs:
• LLC
• LP
• Domestic or Offshore
• Any Jurisdiction
Including:
• articles
• certificate
• operating agreement
• bylaws
• resolutions
• stock options
• management contracts
• etc. *
X
X
Securities Structuring:
• equity
• debt
• common
• stock
• preferred
• stock
• bonds
• investment contracts
• promissory notes
• convertible debentures
• preferred membership interests
• fractional interests
• sharing arrangements
• preferred returns
• redemptions
• etc.
X
X
Custom, attorney-drafted, comprehensive Confidential Private Placement Memorandum (PPM).
X
X
Investor Executive Summary / SEC Compliant Marketing Term Sheet.
X
X
Disclaimers for Power Point Presentations, Websites, Etc.
X
X
3 state blue sky notice filings*
X
"Securities Counsel Team Package"
Includes, up to 12 months from the date of engagement during the course of your offering, at no additional charge:
• unlimited and ongoing securities attorney telephone time Q&A with a seasoned securities attorney,
• unlimited and ongoing PPM amendments, changes, tweaks,
• unlimited and ongoing compliance review of,
• marketing materials,
• websites,
• oral investor presentations,
• video content,
• power point presentations,
etc.
• unlimited and ongoing securities attorney advisory services,
• unlimited and ongoing initial notice of representation with federal and state securities regulator inquiries, private securities plaintiff lawyers, etc.
• unlimited and ongoing participation of securities attorney on investor calls, and
• unlimited and ongoing use of securities attorney bio on your website as part of your advisory team.
NOTE: “SECURITIES COUNSEL TEAM PACKAGE” CAN BE ADDED TO ANY OTHER PACKAGE AT ANY TIME FOR A ONE-TIME FLAT RATE FIXED FEE OF $8,900.
X
FLAT-RATE FIXED FEE
$4,998
Standard payment plan:
• Half to start ($2,499)
• Half 30 days later ($2,499).
With Pre-Payment Discount (20% off): $3,998.40
$9,998
Standard payment plan:
• Half to start ($4,999)
• Half 30 days later ($4,999).
With Pre-Payment Discount (20% off): $7,998.40
$16,800
Standard payment plan:
• Half to start ($8,400)
• Half 30 days later ($8,400).
With Pre-Payment Discount (20% off): $13,440
ENTREPRENEUR
ENTERPRISE
PRO
ALL PACKAGES INCLUDE INTRODUCTIONS OF YOUR COMPLETED PPM TO THE PPM ATTORNEY’S NATIONWIDE NETWORK OF BROKER DEALERS, PLACEMENT AGENTS, FINDERS, INVESTMENT ADVISORS, ANGEL INVESTORS, VENTURE CAPITAL FIRMS, ACCREDITED INVESTORS, CAPITAL PROVIDERS, INVESTMENT BANKERS, PRIVATE LENDERS, INVESTMENT CLUBS, SOPHISTICATED INVESTORS, ETC.
ALL WORK COMPLETED AND SEC DOCUMENTS FILED WITHIN 30 DAYS OR LESS.
ALL Custom Attorney-drafted PPMs and PPM Templates cover all SEC required disclosures including, for example,
•IMPORTANT NOTICES
•REGULATION D DISCLAIMERS
•JURISDICTIONAL (NASAA) LEGENDS — ALL 50 STATES
•SUMMARY OF THE OFFERING
•TERMS OF THE OFFERING
•PLAN OF DISTRIBUTION
•DESCRIPTION OF SECURITIES
•USE OF PROCEEDS
•CAPITALIZATION STATEMENT
•MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
•FIDUCIARY RESPONSIBILITIES OF THE DIRECTORS AND OFFICERS OF THE COMPANY
•RISK FACTORS
•INVESTOR SUITABILITY QUESTIONNAIRE
•SUBSCRIPTION AGREEMENT
•EXHIBITS
All packages = 1/2 due up front, 1/2 due within 30 days.
Pre-Payment Discount: Take 20% off ANY PACKAGE if you pay the entire fee up front. For example, this means:
•PPM Attorney Pro Package = $13,440.
•PPM Attorney Enterprise Package = $7,998.40
•PPM Attorney Entrepreneur Package = $3,998.40
All credit cards accepted. Note: if paying with a credit card, a 4.5% convenience fee applies.
*Footnote: Does not include state filing fees, which are payable separately directly to the state.